Complyport ‘s Trade Surveillance is a comprehensive post-transaction analysis solution.
Relevant Regulation: Market Abuse Regulation (EU) No 596/2014 (MAR)
Start date: 3 July 2016
Regulatory Type: Market Abuse
Types of firms affected: Firms executing trades in financial instruments such as Banks, Investment firms, brokers-dealers and others
Supervisory authority: NCAs, ESMA
Frequency of reporting: Daily
Our Trade Surveillance is a comprehensive post-transaction analysis solution to detect suspicious trading activity such as market manipulation and insider dealing in equities, fixed income, foreign exchange, CFDs and other derivatives. Our Trade Surveillance solution is designed to help firms to detect possible market abuse and comply with the regulatory requirements of MiFID, MiFIR/MiFID II, MAD/MAR and ESMA Guidelines in Europe, and Dodd Frank, Volcker Rule and MAD in North America.
Set your own benchmarks and parameters; any transaction that doesn’t meet your criteria will generate an alert that you can examine
Customise settings and test parameters, which gives you complete control over the alerts you receive
Review market data that is collected from over 250 global sources by our partner Refinitiv
Process extremely large volumes of data (millions of trades) on a daily basis
Compile reports at any time and for any date range, allowing you access to all of your data at the click of a button
Gain full control when generating audit trails, running management reports and setting up a custom workflow
Generate customisable charts and graphs to visually represent your data or export tables as PDFs or Excel files
Service amends itself to reflect any regulatory updates and/or changes throughout the duration of the engagement
