Complyport was pleased to welcome a group of students from Hamburg School of Business Administration
For principal firms, Appointed Representative (AR) oversight is no longer an area where broad policies
Financial promotions play an important role in helping firms communicate with customers and respond quickly
Complyport is pleased to sponsor the upcoming Over-the-Counter (OTC) Derivatives Provider Market Training Workshop, taking
We are pleased to announce the appointment of Sandeep Chouhan as Chairman of ComplyMAP Group,
Anti-Money Laundering (AML) controls play a critical role in protecting financial services firms from financial
Artificial Intelligence (AI) is transforming how UK financial services firms operate, from customer interactions and
The Financial Conduct Authority’s (FCA) Consumer Duty represents a significant shift in how financial services
UK EMIR Reporting Explained The UK’s version of the European Market Infrastructure Regulation (EMIR) is
The Senior Managers and Certification Regime (SM&CR) was introduced to strengthen accountability across financial services.
The European Market Infrastructure Regulation (EMIR) is a regulatory framework designed to increase transparency in
ESMA has set a new direction for EU transaction reporting. Its latest recommendations provide a
