Compliance Learning Solution (CLS)
One Place for Your Compliance Training Needs
Empower your team, simplify your compliance. Built for financial services firms, LGCA’s Compliance Learning Solution delivers expert-led, fully branded e-learning — complete with CPD credits, reporting tools, and a library of 75+ ready-made courses.
LGCA’s Learning Management System (LMS) has the following features:
- User-friendly dashboard that gets the job done without any unnecessary bells and whistles.
- Comprehensive reporting tool to keep track of your team’s training progress with downloadable reports, sorting capabilities, infographics, etc.
- Unlimited number of Admin accounts.
- Access to FCA compliance libraries. Access can also be provided at an additional cost to the EU compliance library plus training programmes for Level 3 Certificates offered by The Association of Governance, Risk and Compliance (AGRC) and accredited by the London Institute of Banking & Finance (LIBF).
- Ability to upload your own courses onto the LMS.
- Fully branded with your logo and company name.
- 24/5 customer service with the ability to set up notifications for your team.
Keeping every employee trained, compliant, and audit-ready is a constant battle, especially when regulations keep shifting and time is always short. LGCA’s Compliance Learning Solution cuts through the chaos by replacing scattered spreadsheets, outdated manuals, and costly one-off training sessions with a single, always-current platform that ensures no one falls through the cracks.
From boutique brokers and FinTech startups to established banks, insurers, and law firms, LGCA’s Compliance Learning Solution is built for any FCA-regulated or globally compliant organisation that takes training seriously. Whether you are a compliance officer racing against regulatory deadlines, an HR manager rolling out firm-wide training, or a senior leader managing personal accountability under SM&CR, if your industry demands compliance, CLS has you covered.
Platform Features
The CLS is organised into 6 core libraries
FCA Compliance Essentials
Broad regulatory foundations covering SM&CR, Conduct Rules, Consumer Duty, AML & CTF,
Anti-Bribery, Fraud, Whistleblowing, Complaints Handling, Operational Resilience, and Financial Promotions, among others.
Compliance Processes
Deeper dives into operational compliance, including AML Risk Assessment, KYC & CDD, Suspicious Activity Reporting, Compliance Monitoring & Testing, and Building a Compliance Culture.
Conduct Library
Focused on individual and firm-wide conduct obligations, including Conflict of Interest, SM&CR Conduct Rules, Ethics & Integrity, Non-Financial Misconduct, and the UK Money Markets Code.
Compliant Operations
Focused on market-facing obligations such as Best Execution, Market Abuse, CASS, ICARA, and Prudential Regulation.
Compliance Basics
Entry-level courses ideal for all staff, covering core topics like AML, GDPR, Consumer Duty, Treating Customers Fairly, Vulnerable Customer Management, and Operational Resilience.
Data Protection & Cybersecurity
Covering GDPR Awareness and Cybersecurity fundamentals, essential for all employees handling data.
Why Firms Choose Us
Global Reach & Regulatory Frameworks
United Kingdom
European Union
Why Choose Complyport?
Extensive Regulatory Expertise
With over 25 years of experience in the financial services industry, Complyport offers unparalleled expertise in regulatory compliance, ensuring your firm stays ahead of evolving regulations.
Comprehensive Service Offering
From AML audits to risk management and regulatory reporting, Complyport provides a full spectrum of compliance services, allowing you to streamline your compliance processes and focus on your core business activities.
Tailored Compliance Solutions
We provide bespoke compliance solutions that are specifically designed to meet the unique needs of your business, ensuring that all regulatory requirements are met efficiently and effectively.
Client-Centric Approach
We provide bespoke compliance solutions that are specifically designed to meet the unique needs of your business, ensuring that all regulatory requirements are met efficiently and effectively.
Senior-Level Guidance
Our team of seasoned professionals, including former regulators and industry experts, leads all engagements, offering deep insights and practical advice to help you manage compliance risks effectively.
Innovative Fintech, Regtech and AI Solutions
Leveraging cutting-edge fintech, regtech and AI tools, Complyport enhances your compliance processes with advanced technology, ensuring accuracy, efficiency, and real-time regulatory updates. Our innovative solutions empower your firm to stay compliant while maximising operational efficiency.