Compliance Learning Solution for Financial Services
Empower your workforce with expert-developed compliance training, comprehensive reporting and a library of 75+ courses; all from one cloud-based platform.
Meet the Platform
The Compliance Learning Solution (CLS) is a cloud-based Learning Management System (LMS) designed specifically for regulated financial services firms. The platform centralises compliance training within a single environment, enabling organisations to assign, deliver and monitor employee learning while maintaining comprehensive training records and audit trails.
Ensuring employees remain knowledgeable, compliant and up to date with regulatory requirements can be challenging, particularly across growing organisations. Managing training through spreadsheets, disconnected systems or manual processes can create unnecessary operational risk, increase administrative effort and make it more difficult to evidence compliance during regulatory reviews.
The CLS addresses these challenges by helping organisations:
- Deliver consistent regulatory training across the organisation
- Monitor employee progress, assessments and certifications
- Demonstrate compliance through comprehensive reporting and audit trails
- Reduce administrative effort through centralised training management
- Keep learning content aligned with changing regulatory requirements
Compliance Course Library
Access more than 75 regulatory training courses covering AML, Consumer Duty, GDPR, Market Abuse, Operational Resilience, Financial Crime and many more.
Learning Management
Assign courses, create learning paths, manage users and monitor progress from a central dashboard.
Reporting & Audit
Track completion rates, generate reports and demonstrate regulatory compliance through comprehensive audit records.
Fully Customisable
Brand the platform with your own logo, upload internal training and tailor learning programmes to your organisation.
Core Learning Libraries
FCA Compliance Essentials
Comprehensive regulatory training covering Consumer Duty, SM&CR, AML, Financial Crime, Operational Resilience, Financial Promotions, Complaints Handling and more.
Conduct & Ethics
Training focused on professional conduct, conflicts of interest, market conduct, ethics, integrity and personal accountability.
Compliance Fundamentals
Core courses covering AML, GDPR, Consumer Duty, Treating Customers Fairly, Vulnerable Customers and other essential compliance topics.
Compliance Processes
Practical learning covering KYC, Customer Due Diligence, AML Risk Assessments, Suspicious Activity Reporting and Compliance Monitoring.
Operational Compliance
Courses addressing Best Execution, Market Abuse, Prudential Regulation, ICARA, CASS and other operational regulatory obligations.
Data Protection & Cybersecurity
Training covering GDPR awareness, cybersecurity fundamentals and data protection responsibilities for all employees.
Regulatory Coverage
Comprehensive compliance training aligned with key regulatory frameworks across the UK and the EU.
UNITED KINGDOM
FCA Regulatory Framework
- SM&CR (Senior Managers & Certification Regime)
- Consumer Duty
- AML & Financial Crime
- Market Abuse
- CASS (Client Asset Sourcebook)
- Operational Resilience
- Conduct Rules & Ethics
EUROPEAN UNION
EU Regulatory Framework
- AML (Anti-Money Laundering)
- GDPR (Data Protection)
- MiFID II (Markets in Financial Instruments Directive)
- Market Abuse Regulation (MAR)
- Consumer Protection
- Operational Resilience (DORA)
- ESG & Sustainability
Who is it for
Whether you are delivering mandatory compliance training to a growing team or managing organisation-wide regulatory learning programmes, the CLS provides the flexibility and oversight needed to support firms of every size.
Banks
Investment Firms
Fund Managers (AIFM/UCITS)
Payment Institutions & EMIs
Asset Managers
Insurance Companies
Law Firms
Regulated Financial Services Firms
Why Firms Choose the Compliance Learning Solution
Ready to Strengthen Your Compliance Culture?
Book a demo with our experts and discover how the Compliance Learning Solution can help you deliver, manage and monitor regulatory training with confidence.