Policy Updates: How technology can support efforts to keep staff informed
Policies reduce risk only when people can easily access the latest version, understand what has changed, and apply it consistently. In many organisations the challenge is less about writing policies and more about keeping them current, distributing updates to the right audiences, and evidencing that staff have engaged with them. Updates can also be slow […]
Navigating Transaction Reporting: Choosing the Right Approach for Regulatory Compliance
Transaction reporting has evolved into a high-stakes pillar of regulatory compliance. Globally, regulators, including the FCA, ESMA, and ASIC, are increasingly focusing on the accuracy, completeness, and timeliness of trade and transaction reporting under various regimes, such as MiFID and EMIR. Failures can result in significant fines, reputational harm, and remediation costs. Firms today face […]
Complyport Unveils Polaris Next: The Next Generation of Regulatory Reporting
We are excited to unveil a major milestone in the evolution of Complyport. After months of focused innovation, we are proud to introduce Polaris Next, the next generation of our regulatory reporting platform, built to redefine performance, intelligence, and user experience for our clients. As we enter the final stages before launch, we are preparing […]
UK MiFIR Transaction Reporting: FCA Reforms and the Road Ahead
How CP25/32 Reshapes Scope, Data Quality, and Implementation Planning The high stakes of Regulatory Divergence Transaction reporting remains one of the most complex and risk-sensitive obligations for UK-regulated firms. The Financial Conduct Authority (FCA) has demonstrated a consistently low tolerance for inaccurate or incomplete data. Even minor technical breaches can trigger intense supervisory scrutiny, costly […]
FATCA and CRS Reporting 2026: A Guide to Compliance and Automation
For financial institutions, the annual reporting cycle for the Foreign Account Tax Compliance Act (FATCA) and the Common Reporting Standard (CRS) is one of the most operationally demanding compliance exercises of the year. Designed to combat tax evasion and increase transparency, these regulations require banks, investment firms, E-Money institutions, and fiduciary providers to report detailed […]