An automated post-transaction trade surveillance solution delivered through MAP FinTech, Complyport’s award-winning RegTech platform.
Relevant Regulation: Market Abuse Regulation (EU) No 596/2014 (MAR)
Start date: 3 July 2016
Regulatory Type: Market Abuse
Types of firms affected: Firms executing trades in financial instruments such as Banks, Investment firms, brokers-dealers and others
Supervisory authority: NCAs, ESMA
Frequency of reporting: Daily
Our Trade Surveillance solution, delivered through MAP FinTech, Complyport’s award-winning RegTech platform, is a comprehensive post-transaction analysis solution designed to detect suspicious trading activity, such as market manipulation and insider dealing, across equities, fixed income, foreign exchange, CFDs and other derivatives. The solution helps firms identify potential market abuse and comply with relevant regulatory requirements, including MiFID, MiFIR/MiFID II, MAD/MAR and ESMA Guidelines in Europe, as well as the Dodd-Frank Act, the Volcker Rule and applicable market abuse requirements in North America.
Set your own benchmarks and parameters; any transaction that doesn’t meet your criteria will generate an alert that you can examine
Customise settings and test parameters, which gives you complete control over the alerts you receive
Review market data that is collected from over 250 global sources by our partner Refinitiv
Process extremely large volumes of data (millions of trades) on a daily basis
Compile reports at any time and for any date range, allowing you access to all of your data at the click of a button
Gain full control when generating audit trails, running management reports and setting up a custom workflow
Generate customisable charts and graphs to visually represent your data or export tables as PDFs or Excel files
Service amends itself to reflect any regulatory updates and/or changes throughout the duration of the engagement
Manage your EMIR reporting through MAP FinTech, Complyport’s award-winning RegTech Platform. The platform supports the reporting lifecycle within one centralised environment, helping firms improve data quality, automate processes and maintain greater oversight of their regulatory obligations.
