MAP FinTech Platform
A leading, award-winning global regulatory technology solution for the financial services industry.
The MAP FinTech platform is a comprehensive, one-stop RegTech solution specialising in complex international regulatory reporting, trade surveillance. It integrates multiple reporting regimes into a single, unified interface, enabling firms to manage their compliance obligations efficiently and accurately.
What is the platform?
The MAP FinTech platform is a powerful, cloud-based RegTech tool designed to handle the full lifecycle of transaction reporting and trade surveillance. It acts as a sophisticated data hub that extracts, transforms, and submits trade data to regulators,Trade Repositories (TRs), and Approved Reporting Mechanisms (ARMs). It also delivers Best Execution Monitoring and Trade Surveillance modules, providing analysis, alerts, and oversight directly within the MAP FinTech platform.
What “pain point” does it solve?
It solves the burden of managing fragmented reporting requirements across different jurisdictions, the high cost of maintaining multiple vendor integrations, and the technical challenge of converting raw trade data into complex regulatory formats.
Why was the platform developed?
It was developed to help firms meet the rigorous and shifting demands of global regulators (like ESMA, FCA, ASIC, and MAS) while allowing them to focus their resources on their core business.
How the platform works.
MAP FinTech platform provides users with complete control over the configuration, management, and monitoring of the entire reporting lifecycle. The platform efficiently handles all necessary data conversions, enhancements, and re-formatting of gathered data. By automating complex workflows – increasingly enhanced by AI-assisted capabilities – it allows users to easily review results and ensure accuracy at every stage of the process.
Designed for flexibility, the platform adapts to changes across different institutions and jurisdictions without the need for system re-engineering, significantly reducing implementation times. It is a transparent, scalable, and fully customizable solution, backed by our team of specialized RegTech experts. To ensure a seamless rollout, we provide a dedicated UAT environment for thorough testing before live reporting begins.
The matured MAP FinTech platform is delivered as a Software as a Service (SaaS) and is hosted on Amazon Web Services (AWS). It is engineered for high availability and disaster recovery, maintaining an outstanding uptime record and full GDPR compliance.
What makes it unique (USPs)?
One-Stop-Shop: All regulatory reporting and surveillance solutions are delivered through a single platform.
Proven Technology: A platform that has successfully reported billions of transactions, with submissions accepted daily across multiple NCAs, TRs and ARMs.
Future-Proof: adapts to new rules and rewrites without system re-engineering.
Comprehensive Support: Our dedicated and experienced support team specialises in the regulatory reporting fields and provides continuous support in what is needed to master the transaction reporting requirements. This starts from the onboarding phase up to the initiation of live reporting, the handover of platform control to the client, and day-to-day support.
Award-Winning & Industry-Recognised: Consistently recognised by leading industry bodies as a top RegTech reporting platform, with multiple awards for our reporting and trade surveillance solutions and repeated inclusion among the most innovative RegTech companies globally.
The platform ensures accuracy and timeliness in reporting, thereby reducing the risk of regulatory fines, and provides the transparency required to satisfy internal audits and external regulatory reviews. It also eliminates the complexity of “reporting silos” by providing a single point of entry for multi-jurisdictional reporting.
Primary Users: Compliance Officers, Risk Managers, Regulatory Reporting Teams, and Operations/IT specialists within financial institutions.
Industries Served: Banks, Investment Firms, Fund Managers (AIFM/UCITS), Broker-Dealers, e-money Institutions, Payment Service Providers, Insurance Companies, and professional service providers (Lawyers/Auditors).
Platform Features
Key Features
- Sourcing of information from various client systems
- Enhanced validation of Data
- Conversion, enhancing and re-formatting of the information/data
- Validating, routing and submission to relevant authorities.
- Generate and export reports
- Routing and submitting
- Reconciliation of Data
- Exception Management and Error Correction
- Validation Service validates that the data directly sent to routing mechanisms without utilizing our SystemLink service is consistent
Post Reporting Functionality
- Routing and submission of required information
- Dispatching confirmation and feedback reports
- Viewing status of submitted reports
- Viewing status of individual reported information/data
- Searching of historical reports
- Exporting of data to external systems
Why Firms Choose Us
Global Reach & Regulatory Frameworks
UK
European Union
Australia
Regulation: ASIC Derivative Transaction Rules (Reporting) 2013
Regulatory Authority: ASIC
Frequency of Reporting: T + 2
Singapore
Regulation: Securities and Futures (Reporting of Derivatives Contracts) Regulations 2013
Regulatory Authority: MAS
Frequency of Reporting: T + 2
Canada
Regulation: The relevant rules enacted by each of the Securities Commissions of the administrative provinces and territories of Canada.
Regulatory Authority: The relevant Securities Commission for each of the administrative provinces and territories of Canada.
Frequency of Reporting: As per relevant rules enacted by each of the Securities Commissions of the administrative provinces and territories of Canada.
Technology & Integrations
Hosting & Infrastructure
The MAP FinTech platform is delivered as a Software-as-a-Service (SaaS) solution, hosted on enterprise-grade cloud infrastructure with high availability, disaster recovery, and full GDPR compliance built in.
Integration
Flexible integration options support a wide range of client systems and data formats, including standard templates, raw data feeds, secure file transfers, and API-based connectivity, enabling straightforward onboarding without disruption to existing workflows.
Security
Designed with security-by-design principles, including encryption of data in transit and at rest, role-based access controls, multi-factor authentication, and regular security testing and reviews.
Quality & Reliability
Every release is subject to rigorous internal testing and validation, supported by a dedicated UAT environment for client-side acceptance testing before any change goes live.
Scalability & Performance
Built on a modern, modular architecture engineered to process millions of transactions daily with low latency, scaling elastically with client volumes and reporting peaks.
Future-Ready
A continuous investment in modern technologies, automation, and AI-assisted capabilities keeps the platform aligned with evolving regulatory and operational demands.
Why Choose Complyport?
Extensive Regulatory Expertise
With over 25 years of experience in the financial services industry, Complyport offers unparalleled expertise in regulatory compliance, ensuring your firm stays ahead of evolving regulations.
Comprehensive Service Offering
From AML audits to risk management and regulatory reporting, Complyport provides a full spectrum of compliance services, allowing you to streamline your compliance processes and focus on your core business activities.
Tailored Compliance Solutions
We provide bespoke compliance solutions that are specifically designed to meet the unique needs of your business, ensuring that all regulatory requirements are met efficiently and effectively.
Client-Centric Approach
We provide bespoke compliance solutions that are specifically designed to meet the unique needs of your business, ensuring that all regulatory requirements are met efficiently and effectively.
Senior-Level Guidance
Our team of seasoned professionals, including former regulators and industry experts, leads all engagements, offering deep insights and practical advice to help you manage compliance risks effectively.
Innovative Fintech, Regtech and AI Solutions
Leveraging cutting-edge fintech, regtech and AI tools, Complyport enhances your compliance processes with advanced technology, ensuring accuracy, efficiency, and real-time regulatory updates. Our innovative solutions empower your firm to stay compliant while maximising operational efficiency.