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RTS 27 / RTS 28 Reporting

RTS 27/28 reporting refers to our service of mapping all required data to the format required by the Commission Delegated Regulation (EU) 2017/575 and 2017/576

Relevant Regulation: RTS27 , RTS28

Start date: RTS 27, 30 June 2018
RTS 28, 30 April 2018

Regulatory Type: Regulatory reporting

Types of firms affected: RTS 27 affects execution venues,
market makers and systemic internalisers.
RTS 28 affects financial firms and investment managers in particular, primarily buy-side investment firms

Supervisory authority: NCAs, ESMA

Frequency of reporting: Quarterly RTS 27/Annually RTS28

RTS 27/28 Reporting Service

RTS 27/28 Reporting is our service that helps clients map all compulsory data to the format required by the Commission Delegated Regulation (EU) 2017/575 and 2017/576, producing the relevant report and making it available to the customer through our Polaris Portal in a machine-readable electronic format.

RTS 27 requires execution venues, market makers and systematic internalises to publish reports with their transaction data. These reports must be published on a quarterly basis and include data for each trading day. Publication must be made in a machine-readable format at the end of each quarter for the previous quarter.

RTS 28 requires investment firms to publish, by 30 April of each year, a summarized annual information report of the quality of execution and disclosure of their top 5 execution venues. 

Key Features

  • Fully automated service
  • Retrieves information from any system and/or database
  • Consolidated data feeds
  • Comprehensive field, data and entity mapping capability
  • Recognition of information to be reported
  • Multiple reporting health checks
  • Efficient generation of all required RTS 27/28 tables
  • Flexibility to adapt to your customised needs
  • On-going communication with regulators to ensure system reports reflect regulatory updates and/or changes

Benefits

  • Technology optimization
  • Integrated dashboard provides a holistic view of all reports
  • Comprehensive regulatory reporting IT infrastructure resulting in long-term cost efficiencies
  • Cost-efficient integrated reporting solutions provided under a single platform

Solution includes

  • A team of specialists will set up the service and provide training on extracting specific, relevant data as needed
  • Access to our Polaris Portal dashboard to control, manage and monitor the reporting
  • RTS 27/28 training throughout the implementation process to ensure that key personnel understand the regulation and process
  • Automated generation of the RTS 27/28 tables and reports

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